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Family Office Planning

Planning Focus

  • Family Foundations & Philanthropy
  • Family Financial Education
  • Managing Family Wealth Dynamics
  • Estate Tax Mitigation
  • Complex Trust and Insurance Planning

Average Cost:  $20,000+

Investment Planning

Investment Planning

  • Nitrogen Risk Tolerance and Risk Capacity Assessment
  • Review of Portfolio
  • Asset Allocation
  • Time Horizon
  • Withdrawal Strategies
  • Investment Policy Statement
  • Dollar Cost Averaging
  • Product Research
  • Rebalancing Strategies
  • Stock Concentration
  • Review Investments Held Outside of the Firm
Cash Flow and Budget

Cash Flow and Budget

  • Income Sources
  • Expenses and Budgeting
  • Debt Management
  • Financing Strategies
  • Major Capital Purchases
  • Mortgage Review
  • Lines of Credit
Retirement Planning

Retirement Planning

  • Retirement Vision
  • Retirement Needs Analysis
  • Retirement Funding Solutions
  • Identifying Income in Retirement
  • Employer-Sponsored Plans and IRAs
  • Contribution Limits Planning
  • Rollover Options
  • RMD and 72t Calculations, Explanations and Strategies
  • Annuities and Pensions
  • Employer Plans vs. Self-Directed Plans
  • Accumulation and Distribution Strategies
  • QLAC Strategy Review
  • Social Security Optimization
  • Medicare Planning
  • Retirement Plan Stress Testing
  • Self-Employed
  • Business Planning
  • Education on Various Retirement Plans
  • Coordination of Retirement Plan Services
Risk Management and Insurance

Risk Management and Insurance

  • Risk Exposure Analysis
  • Planning for Unforeseen Risks
  • Review of Existing Policies
  • Education on Types of Insurance
  • Survivorship Income Planning
  • Life Insurance Planning
  • Policy Loans
  • Disability Income Needs
  • Health Insurance
  • Property & Casualty Insurance
  • Umbrella Coverage
  • Business Liability Review
  • Cyber Risk Awareness
  • Asset Allocation, Diversification and Securities Research
Estate Planning and Charitable Giving

Estate Planning and Charitable Giving

  • Generational Wealth Transfer Scenarios and Strategies
  • Guidance on Sources of Estate Liquidity
  • Trust Services from The Private Trust Company
  • Explanation of Estate Planning Structures/Documents
    • Explanation of General Taxation Issues of Trusts and Estates
  • Explanation of Types and Treatment of Trust Income
  • Guidance on Ownership and Titling of Assets
  • Beneficiary Audit and Designation Planning
  • Purposeful Planning
  • Family Financial Education
  • Estate & Gift Tax Analysis and Planning
  • Gifting Strategies
  • Charitable Planning Strategies
Assistance to Loved Ones

Assistance to Loved Ones

  • Education Planning
  • Caring for Elderly
  • Special Needs Planning
  • Gifting Strategies
Income Tax Planning

Income Tax Planning

  • Asset Location
  • Cost Basis Review and Analysis
  • Tax Diversification
  • Tax Law Changes and Projections
  • Itemized Deduction Review
  • Optimal Tax Strategies
  • Deductible Retirement Contributions
  • Identifying AMT Issues
  • Tax Aware Investing
  • Tax Loss Harvesting
  • Provisional Income Planning
  • Deductions and Credits
  • Roth Conversion Strategies
  • Tax-free Income Planning
  • Qualified Charitable Distributions
  • Employee Stock Options Basics, ISOs, NSOs, Planning Strategies
  • Tax Implications of Various Stock Plans
  • Non-qualified Deferred Compensation Programs
  • Income Taxation of Life Insurance and Annuity Products
Ongoing Financial Planning

Ongoing Financial Planning

  • Account Aggregation Maintenance
  • Updated Investment and Plan Assumptions
  • Quarterly Financial Plan Updates
  • Life Event Updates
  • Client Progress Reporting
  • Financial Document Storage and Organization
  • Updating Tasks, Client Notes and Next Steps
  • Implementation of Plan Strategy
  • Education of Financial Concepts
Business Planning

Business Planning

  • Cash Flow Analysis
  • Succession or Exit Planning
  • Cash Management
  • Employee Benefits Planning
  • Business Use of Insurance
  • Financing Strategies
Executive Compensation Strategies

Executive Compensation Strategies

  • Deferred Comp Funding and Distribution
  • Stock Option Analysis
  • Tax-Efficient Exercise and Vesting Strategies
  • Risk Concentration Strategies

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Take Steps Today to Manage Your Estate Tomorrow

In this ebook, you'll learn the critical elements of an estate strategy. Considering these crucial details may help an executor uphold your values, goals, and desires for your estate.



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